Latest articles from Daniel Carpenter

Daniel Carpenter

US research houses pondering MiFID II compliance at home

The research unbundling measures contained in MiFID II are already impacting US investment research firms, creating a dilemma for the SEC over what approach it should take on its home turf

Daniel Carpenter

Banks ignoring tax issues due to regulatory compliance preoccupations

Banks have not been paying enough attention to tax issues, particularly with speculation over the launch of an EU-wide financial transaction tax (FTT), due to focusing so many resources on keeping up with a flood of new regulations. This could lead to problems.