Reporting and GovernanceRSS

CFTC grants swaps dealers six-month reprieve on variation margins

CFTC gives swaps dealers another six-months to be compliant with over-the-counter derivatives variation margin rules.

US-EU flags

How to manage complex cross-border internal investigations

US and European regulators take very different approaches to handling issues as diverse as whistle-blowing and data protection, making cross-border investigations into financial crime a challenge.

Supervisors show flexibility over OTC margin deadline

Supervisors have acted to preserve orderly OTC non-cleared derivatives markets by granting variation margin reprieve for smaller financial firms. By Justin Pugsley.

China regulators determined to tighten rules

China’s regulators are talking with more determination about clamping down on the rapid rise of shadow banking and closing regulatory loopholes.


Regulators seek solutions to deal with fintech risks

If Uber can bankrupt taxi companies, could fintechs harm systemically important financial institutions? This question has prompted regulators to try to get ahead of the curve and seek solutions before a major problem erupts. By Dan Barnes.

World’s top banks fined $321bn since 2008

Global banks have paid out $321bn in fines and have been subject to ever tighter rules since 2008 with little prospect of much relief going forward   

PCS launches new securitisation risk transfer label

The Prime Collateralised Securities (PCS) Association launches new risk transfer label for securitisations.

Hong Kong closer to making senior managers more accountable

Hong Kong moves closer to making senior managers more accountable for the actions of the regulated financial firms they manage.

Anti-money laundering

Anti-money laundering: a top 2017 priority for regulators

Some senior bank managers still don’t fully appreciate the importance regulators are attaching to complying with anti-money laundering rules.

IOSCO report highlights risks from fintech growth

IOSCO highlights risks from growth in the fintech sector and advises greater international cooperation to manage them

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