CFTC gives swaps dealers another six-months to be compliant with over-the-counter derivatives variation margin rules.
US and European regulators take very different approaches to handling issues as diverse as whistle-blowing and data protection, making cross-border investigations into financial crime a challenge.
Supervisors have acted to preserve orderly OTC non-cleared derivatives markets by granting variation margin reprieve for smaller financial firms. By Justin Pugsley.
China’s regulators are talking with more determination about clamping down on the rapid rise of shadow banking and closing regulatory loopholes.
If Uber can bankrupt taxi companies, could fintechs harm systemically important financial institutions? This question has prompted regulators to try to get ahead of the curve and seek solutions before a major problem erupts. By Dan Barnes.
Global banks have paid out $321bn in fines and have been subject to ever tighter rules since 2008 with little prospect of much relief going forward
The Prime Collateralised Securities (PCS) Association launches new risk transfer label for securitisations.
Hong Kong moves closer to making senior managers more accountable for the actions of the regulated financial firms they manage.
Some senior bank managers still don’t fully appreciate the importance regulators are attaching to complying with anti-money laundering rules.