WhatsApp fines: is the regulatory net widening?
By John HintzeFebruary 28, 2023
US broker-dealers were under the spotlight last year for electronic communications record-keeping failures, but they are not the only firms facing regulatory probes.
Morgan Stanley grabbed the headlines in February when it was widely reported that it had hit its own bankers with fines of up to $1m for conducting ...
Already a subscriber? Log In
Read Next:
Liquidity saving solutions come to the fore
New Financial Stability Council consultation highlights need for 'liquidity preparedness'
Read more