SEC modernises securities swaps related reporting requirements
By Justin PugsleyOctober 19, 2022
On October 12, the agency said that it had voted to adopt amendments to modernise swaps related electronic reporting to reflect technological changes over the past two decades. The changes will impact electronic record-keeping, prompt production of records, and third-party record-keeping service requirements for broker-dealers, security-based swap dealers (SBSDs), and ...
Already a subscriber? Log In
Read Next:
One in five banks now prioritise integrating AI into compliance
Some banks are developing ways to ease the burden on compliance teams
Read more